hmmratac

Description

HMMRATAC (macs3 hmmratac) is a dedicated peak calling algorithm based on Hidden Markov Model for ATAC-seq data. The basic idea behind HMMRATAC is to digest ATAC-seq data according to the fragment length of read pairs into four signal tracks: short fragments, mono-nucleosomal fragments, di-nucleosomal fragments and tri-nucleosomal fragments. Then integrate the four tracks using Hidden Markov Model to consider three hidden states: open region, nucleosomal region, and background region. The orginal paper was published in 2019, and the original software was written in JAVA, by the then PhD student Evan Tarbell, a mohawk bioinformatician. In MACS3 project, we implemented HMMRATAC idea in Python/Cython and optimize the whole process using existing MACS functions and hmmlearn.

Here’s an example of how to run the hmmratac command:

$ macs3 hmmratac -i yeast.bam -n yeast

or with the BEDPE format of a much smaller size:

$ macs3 hmmratac -i yeast.bedpe.gz -f BEDPE -n yeast

You can convert BAMPE to BEDPE by using

$ macs3 filterdup --keep-dup all -f BAMPE -i yeast.bam -o yeast.bedpe

Please note that in order to save memory usage and fasten the process, hmmratac will save intermediate temporary file to the disk. The file size can range from megabytes to gigabytes, depending on how many candidate regions hmmratac needs to decode. The temporary file will be removed after the job is done. So please make sure there is enough space in the ‘tmp’ directory of your system.

Please use macs3 hmmratac --help to see all the options. Here we list the essential ones.

Output

The final output file from hmmratac is in narrowPeak format containing the accessible regions (open state in hmmratac HMM). The columns are:

  1. chromosome name

  2. start position of the accessible region

  3. end position of the accesssible region

  4. peak name

  5. peak score. The score is the 10times the maximum foldchange (signal/average signal) within the peak. By default, the ‘signal’ used to calculate foldchange is the total pileup of all types of fragments from short to tri-nuc size fragments.

  6. Not used

  7. Not used

  8. Not used

  9. peak summit position. It’s the relative position from the start position to the peak summit which is defined as the position with the maximum foldchange score.

Essential Options

-i INPUT_FILE [INPUT_FILE ...] / --input INPUT_FILE [INPUT_FILE ...]

This is the only REQUIRED parameter for hmmratac. Input files containing the aligment results for ATAC-seq paired end reads. If multiple files are given as ‘-t A B C’, then they will all be read and pooled together. The file should be in BAMPE or BEDPE format (aligned in paired end mode). Files can be gzipped. Note: all files should be in the same format. REQUIRED.

-f {BAMPE,BEDPE} / --format {BAMPE,BEDPE}

Format of input files, “BAMPE” or “BEDPE”. If there are multiple files, they should be in the same format – either BAMPE or BEDPE. Please note that the BEDPE only contains three columns – chromosome, left position of the whole pair, right position of the whole pair– and is NOT the same BEDPE format used by BEDTOOLS. To convert BAMPE to BEDPE, you can use this command macs3 filterdup --keep-dup all -f BAMPE -i input.bam -o output.bedpe. DEFAULT: “BAMPE”.

--outdir OUTDIR

If specified all output files will be written to that directory. Default: the current working directory

-n NAME/ --name NAME

Name for this experiment, which will be used as a prefix to generate output file names. DEFAULT: “NA”

--modelonly

This option will only generate the HMM model as a JSON file and quit. This model can then be applied using the --model option. Default: False

--model

If provided, HMM training will be skipped and a JSON file generated from a previous HMMRATAC run will be used instead of creating new one. Default: NA

-t HMM_TRAINING_REGIONS / --training HMM_TRAINING_REGIONS

Customized training regions can be provided through this option. -t takes the filename of training regions (previously was BED_file) to use for training HMM, instead of using foldchange settings to select. Default: NA

--min-frag-p MIN_FRAG_P

We will exclude the abnormal fragments that can’t be assigned to any of the four signal tracks. After we use EM to find the means and stddevs of the four distributions, we will calculate the likelihood that a given fragment length fit any of the four using normal distribution. The criteria we will use is that if a fragment length has less than MIN_FRAG_P probability to be like either of short, mono, di, or tri-nuc fragment, we will exclude it while generating the four signal tracks for later HMM training and prediction. The value should be between 0 and 1. Larger the value, more abnormal fragments will be allowed. So if you want to include more ‘ideal’ fragments, make this value smaller. Default = 0.001

--cutoff-analysis-only

Only run the cutoff analysis and output a report. After generating the report, the whole process will stop. By default, the cutoff analysis will be included in the whole process, but won’t quit after the report is generated. The report will help user decide the three crucial parameters for -l, -u, and -c. So it’s highly recommanded to run this first! Please read the report and instructions in Choices of cutoff values on how to decide the three crucial parameters. The resolution of cutoff analysis can be controlled by --cutoff-analysis-max and --cutoff-analysis-steps options.

--cutoff-analysis-max

The maximum cutoff score for performing cutoff analysis. Together with --cutoff-analysis-steps, the resolution in the final report can be controlled. Please check the description in --cutoff-analysis-steps for detail. The default value is 100.

--cutoff-analysis-steps

Steps for performing cutoff analysis. It will be used to decide which cutoff value should be included in the final report. Larger the value, higher resolution the cutoff analysis can be. The cutoff analysis function will first find the smallest (at least 0) and the largest (at most 100, and controlled by –cutoff-analysis-max) foldchange score in the data, then break the range of foldchange score into CUTOFF_ANALYSIS_STEPS intervals. It will then use each foldchange score as cutoff to call peaks and calculate the total number of candidate peaks, the total basepairs of peaks, and the average length of peak in basepair. Please note that the final report ideally should include CUTOFF_ANALYSIS_STEPS rows, but in practice, if the foldchange cutoff yield zero peak, the row for that foldchange value won’t be included. The default is 100.

--hmm-type

We provide two types of emissions for the Hidden Markov Model – the Gaussian model and the Poisson model. By default, the Gaussian emission will be used (as --hmm-type gaussian). To choose Poisson emission, use --hmm-type poisson. The Gaussian emission can be described by mean and variance for each state, while the simpler Poisson only needs the lambda value. The difference can be found in the saved json file for HMM.

-u HMM_UPPER / --upper HMM_UPPER

Upper limit on fold change range for choosing training sites. This is an important parameter for training so please read. The purpose of this parameter is to EXCLUDE those unusually highly enriched chromatin regions so we can get training samples in ‘ordinary’ regions instead. It’s highly recommended to run the --cutoff-analysis-only first to decide the lower cutoff -l, the upper cutoff -u, and the pre-scanning cutoff -c. The upper cutoff should be the cutoff in the cutoff analysis result that can capture some (typically hundreds of) extremely high enrichment and unusually wide peaks. Default: 20

-l HMM_LOWER / --lower HMM_LOWER

Lower limit on fold change range for choosing training sites. This is an important parameter for training so please read. The purpose of this parameter is to ONLY INCLUDE those chromatin regions having ordinary enrichment so we can get training samples to learn the common features through HMM. It’s highly recommended to run the --cutoff-analysis-only first to decide the lower cutoff -l, the upper cutoff -u, and the pre-scanning cutoff -c. The lower cutoff should be the cutoff in the cutoff analysis result that can capture moderate number ( about 10k ) of peaks with normal width ( average length 500-1000bps long). Default: 10

-c PRESCAN_CUTOFF / --prescan-cutoff PRESCAN_CUTOFF

The fold change cutoff for prescanning candidate regions in the whole dataset. Then we will use HMM to predict/decode states on these candidate regions. The higher the prescan cutoff, the fewer regions will be considered. Must be > 1. This is an important parameter for decoding so please read. The purpose of this parameter is to EXCLUDE those chromatin regions having noises/random enrichment so we can have a large number of possible regions to predict the HMM states. It’s highly recommended to run the --cutoff-analysis-only first to decide the lower cutoff -l, the upper cutoff -u, and the pre-scanning cutoff -c. The pre-scanning cutoff should be the cutoff close to the BOTTOM of the cutoff analysis result that can capture a large number of possible peaks with normal length (average length 500-1000bps). In most cases, please do not pick a cutoff too low that captures almost all the background noises from the data. Default: 1.2

Choices of cutoff values

Before you proceed, it’s highly recommended to run with --cutoff-analysis-only for the initial attempt. When this option is activated, hmmratac will use EM to estimate the best parameters for fragment sizes of short fragments, mono-, di-, and tri-nucleosomes, pileup fragments, convert the pileup values into fold-change, and analyze each possible cutoff. This analysis includes the number of peaks that can be called, their average peak length, and their total length. After the report is generated, you can review its contents and decide on the optimal -l, -u, and -c.

The report consists of four columns:

  1. Score: the possible fold change cutoff value.

  2. npeaks: the number of peaks.

  3. lpeaks: the total length of all peaks.

  4. avelpeak: the average length of peaks.

While there’s no universal rule, here are a few suggestions:

  • The lower cutoff should be the cutoff in the report that captures a moderate number (about 10k) of peaks with a normal width (average length 500-1000bps long).

  • The upper cutoff should capture some (typically hundreds of) extremely high enrichment and unusually wide peaks in the report. The aim here is to exclude abnormal enrichment caused by artifacts such as repetitive regions.

  • The pre-scanning cutoff should be the cutoff close to the BOTTOM of the report that can capture a large number of potential peaks with a normal length (average length 500-1000bps). However, it’s recommended not to use the lowest cutoff value in the report as this may include too much noise from the genome.

Tune the HMM model

It’s highly recommended to check the runtime message of the HMM model after training. An example is like this:

#4 Train Hidden Markov Model with Multivariate Gaussian Emission
#  Extract signals in training regions with bin size of 10
#  Use Baum-Welch algorithm to train the HMM
#   HMM converged: True
#  Write HMM parameters into JSON: test_model.json
#  The Hidden Markov Model for signals of binsize of 10 basepairs:
#   open state index: state2
#   nucleosomal state index: state1
#   background state index: state0
#   Starting probabilities of states:
#                            bg        nuc       open
#                        0.7994     0.1312    0.06942
#   HMM Transition probabilities:
#                            bg        nuc       open
#               bg->     0.9842    0.01202   0.003759
#              nuc->    0.03093     0.9562    0.01287
#             open->   0.007891    0.01038     0.9817
#   HMM Emissions (mean):
#                         short       mono         di        tri
#               bg:      0.2551      1.526     0.4646    0.07071
#              nuc:       6.538      17.94      3.422    0.05819
#             open:       5.016      17.47      6.897      2.121

We will ‘guess’ which hidden state is for the open region, which is the nucleosomal region, and which is the background. We compute from the HMM Emission matrix to pick the state with the highest sum of mean signals as the open state, the lowest as the backgound state, then the rest is the nucleosomal state. However it may not work in every case. In the above example, it may be tricky to call the second row as ‘nuc’ and the third as ‘open’. If the users want to exchange the state assignments of the ‘nuc’ and ‘open’, they can modify the state assignment in the HMM model file (e.g. test_model.json). For the above example, the model.json looks like this (we skipped some detail):

{"startprob": [...], "transmat": [...], "means": [...], "covars": [...], 
"covariance_type": "full", "n_features": 4, 
"i_open_region": 2, "i_background_region": 0, "i_nucleosomal_region": 1,
"hmm_binsize": 10}

We can modify the assignment of: "i_open_region": 2, "i_background_region": 0, "i_nucleosomal_region": 1, by assigning 1 to open, and 2 to nucleosomal as: "i_open_region": 1, "i_background_region": 0, "i_nucleosomal_region": 2, Then save the HMM in a new model file such as new_model.json.

Then next, we can re-run macs3 hmmratac with the same parameters plus an extra option for the HMM model file like macs3 hmmratac --model new_model.json